Alastair Stuart Moir

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Wendover Financial Limited (no longer approved here)

    FRN 479708

    • SMF16 Compliance Oversight (9 Dec 2019 to 2 Dec 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 3 May 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 3 May 2022)
    • SMF3 Executive Director (9 Dec 2019 to 3 May 2022)
    • Responsible for Insurance Distribution (1 Oct 2018 to 2 Dec 2021)
    • Responsibility for MCD Intermediation (21 Mar 2016 to 2 Dec 2021)
    • Responsible for Insurance Mediation (15 Apr 2008 to 30 Sep 2018)
    • CF8 Apportionment and Oversight (15 Apr 2008 to 31 Mar 2009)
    • CF1 Director (15 Apr 2008 to 8 Dec 2019)
    • CF30 Customer (15 Apr 2008 to 8 Dec 2019)
    • CF10 Compliance Oversight (15 Apr 2008 to 8 Dec 2019)
  • Sovereign Financial Services Chesham (no longer approved here)

    FRN 136466

    • (9)Employed By (30 Jul 2001 to 28 Dec 2006)

Recent activity

Updates to this individual's record on the FCA register.

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