Timothy James Leslie Blunt

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Wendover Financial Limited

    FRN 479708

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Responsibility for MCD Intermediation (since 21 Jan 2021)
    • Responsible for Insurance Distribution (since 21 Jan 2021)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (21 Jan 2021 to 5 Jan 2026)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 5 Jan 2026)
    • CF30 Customer (15 Apr 2008 to 8 Dec 2019)
    • CF1 Director (15 Apr 2008 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (15 Apr 2008 to 8 Dec 2019)
  • Sovereign Financial Services Chesham (no longer approved here)

    FRN 136466

    • (12)Employed By (8 Dec 2005 to 28 Dec 2006)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (1 Dec 2001 to 18 Nov 2002)
  • Scottish Widows Unit Trust Managers Limited (no longer approved here)

    FRN 122129

    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.