Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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W1M Wealth Management Limited
FRN 120776
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 20 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 20 Dec 2019)
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W1M Asset Management Limited
FRN 143286
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 20 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 20 Dec 2019)
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- CF30 Customer (21 Jul 2010 to 18 Oct 2019)
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- (24)Employed By (21 Jul 2010 to 18 Oct 2019)
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- CF30 Customer (3 Jan 2008 to 2 Jul 2010)
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- CF21 Investment Adviser (13 Mar 2003 to 5 Jun 2003)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 13 Mar 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.