Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 20 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 20 Dec 2019)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 20 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 20 Dec 2019)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (21 Jul 2010 to 18 Oct 2019)
  • Specialist Trust Solutions LLP (no longer approved here)

    FRN 401684

    • (24)Employed By (21 Jul 2010 to 18 Oct 2019)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (3 Jan 2008 to 2 Jul 2010)
  • HBOS Investment Fund Managers Limited (no longer approved here)

    FRN 119223

    • CF21 Investment Adviser (13 Mar 2003 to 5 Jun 2003)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 13 Mar 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.