HBOS Investment Fund Managers Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Ian Thompson
IRN IXT00013
- CF21 Investment Adviser (1 Dec 2001 to 5 Jun 2003)
Ian Vasey
IRN IXV00006
- CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
Ian Walker
IRN IXW00014
- CF21 Investment Adviser (1 Dec 2001 to 9 Feb 2002)
Ian Wilson Paterson
IRN IWP00003
- CF21 Investment Adviser (1 Dec 2001 to 5 Jun 2003)
JOSEPHINE ANN PINCKNEY
IRN JAS00081
- CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
Jacobus Adrianus Johannes Cornelis van Gurp
IRN JAV01042
- CF28 Systems and controls (6 Jun 2017 to 8 Dec 2019)
Jacqueline Andrea Lynch
IRN JAL00074
- CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
Jacqueline Anne Brockway
IRN JAB00026
- CF21 Investment Adviser (1 Dec 2001 to 31 Jan 2002)
Jacqueline Canavan
IRN JXC00326
- CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
Jacqueline Margaret Leiper
IRN JML01229
- [FCA CF] Manager of certification employee (2 Dec 2020 to 30 Nov 2023)

Smaller firms operating under this firm's FCA authorisation.

Halifax Equitable Limited (no longer appointed)
FRN 195539 · Appointed 9 Apr 2001 · Until 10 Nov 2004
Halifax Estate Agencies Limited (no longer appointed)
FRN 169627 · Appointed 2 Feb 1987 · Until 26 May 2004
Halifax Financial Services Limited (no longer appointed)
FRN 169626 · Appointed 2 Feb 1987 · Until 29 Apr 2003
Halifax Plc (no longer appointed)
FRN 106048 · Appointed 31 Jan 1928 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.