Ian Walker

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

HANDELSBANKEN WEALTH & ASSET MANAGEMENT LIMITED (no longer approved here)
FRN 197340
- CF30 Customer (9 Dec 2013 to 5 Apr 2019)
BARCLAYS INVESTMENT SOLUTIONS LIMITED (no longer approved here)
FRN 155595
- CF30 Customer (17 Feb 2011 to 28 Jun 2013)
Union Bancaire Privée (UK) Limited (no longer approved here)
FRN 119250
- CF30 Customer (1 Nov 2007 to 8 Feb 2011)
- CF21 Investment Adviser (19 Jul 2007 to 31 Oct 2007)
Coutts & Company (no longer approved here)
FRN 122287
- CF21 Investment Adviser (21 Mar 2005 to 16 May 2007)
- CF22 Investment Adviser (Trainee) (21 Jul 2004 to 21 Mar 2005)
HBOS Investment Fund Managers Limited (no longer approved here)
FRN 119223
- CF21 Investment Adviser (1 Dec 2001 to 9 Feb 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.