HBOS Investment Fund Managers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

David Box
IRN DXB01480
- CF21 Investment Adviser (27 Jan 2003 to 5 Jun 2003)
- CF22 Investment Adviser (Trainee) (24 Sep 2002 to 27 Jan 2003)
David Charles Blumsom
IRN DCB00018
- CF21 Investment Adviser (1 Dec 2001 to 25 Apr 2003)
David Charles Sheeran
IRN DCS00007
- CF21 Investment Adviser (1 Dec 2001 to 5 Jun 2003)
David Charles Wilson
IRN DCW00024
- CF22 Investment Adviser (Trainee) (19 Mar 2003 to 5 Jun 2003)
David Christopher Duncan
IRN DCD00023
- CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
David Christopher Green
IRN DCG00019
- CF21 Investment Adviser (1 Dec 2001 to 5 Jun 2003)
David Christopher King
IRN DCK00003
- CF21 Investment Adviser (1 Dec 2001 to 5 Jun 2003)
David Craig
IRN DXC00233
- CF21 Investment Adviser (1 Dec 2001 to 4 Mar 2002)
David Cummins
IRN DXC00058
- CF21 Investment Adviser (1 Dec 2001 to 5 Jun 2003)
David Edward Homewood
IRN DEH01086
- CF28 Systems and controls (1 Nov 2007 to 2 Apr 2009)
- CF15 Internal Audit (2 Jan 2007 to 31 Oct 2007)

Smaller firms operating under this firm's FCA authorisation.

Halifax Equitable Limited (no longer appointed)
FRN 195539 · Appointed 9 Apr 2001 · Until 10 Nov 2004
Halifax Estate Agencies Limited (no longer appointed)
FRN 169627 · Appointed 2 Feb 1987 · Until 26 May 2004
Halifax Financial Services Limited (no longer appointed)
FRN 169626 · Appointed 2 Feb 1987 · Until 29 Apr 2003
Halifax Plc (no longer appointed)
FRN 106048 · Appointed 31 Jan 1928 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.