David Christopher Duncan

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • [FCA CF] Client dealing (18 Feb 2025 to 2 Mar 2026)
    • [FCA CF] Functions requiring qualifications (18 Feb 2025 to 2 Mar 2026)
  • SMG F.S LIMITED (no longer approved here)

    FRN 118158

    • [FCA CF] Client dealing (1 Apr 2022 to 17 Sep 2024)
    • [FCA CF] Functions requiring qualifications (1 Apr 2022 to 17 Sep 2024)
  • Jenner Wealth Management Ltd (no longer approved here)

    FRN 769776

    • (2)Employed By (3 Jun 2020 to 1 Nov 2021)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 1 Nov 2021)
    • CF1 Director (AR) (14 Mar 2014 to 17 Jun 2020)
    • CF30 Customer (14 Mar 2014 to 1 Nov 2021)
  • 2 Plan Wealth Management Limited (no longer approved here)

    FRN 461598

    • CF30 Customer (25 May 2012 to 21 Mar 2014)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF21 Investment Adviser (27 Feb 2006 to 13 Apr 2007)
  • HBOS Investment Fund Managers Limited (no longer approved here)

    FRN 119223

    • CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)

Recent activity

Updates to this individual's record on the FCA register.

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