HBOS Investment Fund Managers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

David Gill
IRN DXG00025
- CF21 Investment Adviser (1 Dec 2001 to 31 Jan 2002)
David Gordon
IRN DXG01264
- CF11 Money Laundering Reporting (1 Dec 2001 to 28 Feb 2005)
David Hands
IRN DXH00111
- CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
David Ian Tilley
IRN DIT01009
- CF21 Investment Adviser (11 Apr 2003 to 5 Jun 2003)
- CF22 Investment Adviser (Trainee) (24 Sep 2002 to 11 Apr 2003)
David James Alexander Porteous
IRN DJP01203
- CF22 Investment Adviser (Trainee) (24 Sep 2002 to 3 Jan 2003)
David James Smith Forsyth
IRN DJF00015
- CF22 Investment Adviser (Trainee) (26 Mar 2003 to 5 Jun 2003)
David James Stringer
IRN DJS00174
- CF21 Investment Adviser (24 Sep 2002 to 9 Dec 2002)
David James Walkden
IRN DJW01236
- CF28 Systems and controls (1 Nov 2007 to 31 Mar 2009)
- CF10 Compliance Oversight (12 Oct 2006 to 31 Mar 2009)
- CF14 Risk Assessment (12 Oct 2006 to 31 Oct 2007)
David Jason Moore
IRN DJM00074
- CF22 Investment Adviser (Trainee) (10 Apr 2003 to 5 Jun 2003)
David John Keddie
IRN DJK00026
- CF21 Investment Adviser (1 Dec 2001 to 5 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Halifax Equitable Limited (no longer appointed)
FRN 195539 · Appointed 9 Apr 2001 · Until 10 Nov 2004
Halifax Estate Agencies Limited (no longer appointed)
FRN 169627 · Appointed 2 Feb 1987 · Until 26 May 2004
Halifax Financial Services Limited (no longer appointed)
FRN 169626 · Appointed 2 Feb 1987 · Until 29 Apr 2003
Halifax Plc (no longer appointed)
FRN 106048 · Appointed 31 Jan 1928 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.