David James Walkden

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SCOTTISH WIDOWS LIMITED (no longer approved here)

    FRN 181655

    • CF1 Director (23 Nov 2011 to 1 Jun 2013)
    • CF28 Systems and controls (1 Nov 2007 to 31 Mar 2009)
    • CF10 Compliance Oversight (12 Oct 2006 to 31 Mar 2009)
    • CF14 Risk Assessment (12 Oct 2006 to 31 Oct 2007)
  • Lloyds Bank General Insurance Limited (no longer approved here)

    FRN 202091

    • CF1 Director (23 Nov 2011 to 1 Jun 2013)
  • St Andrew's Insurance Plc (no longer approved here)

    FRN 202932

    • CF1 Director (23 Nov 2011 to 1 Jun 2013)
    • CF28 Systems and controls (1 Nov 2007 to 31 Mar 2009)
    • CF14 Risk Assessment (12 Oct 2006 to 31 Oct 2007)
  • HBOS Investment Fund Managers Limited (no longer approved here)

    FRN 119223

    • CF28 Systems and controls (1 Nov 2007 to 31 Mar 2009)
    • CF10 Compliance Oversight (12 Oct 2006 to 31 Mar 2009)
    • CF14 Risk Assessment (12 Oct 2006 to 31 Oct 2007)
  • THE MORTGAGE BUSINESS PUBLIC LIMITED COMPANY (no longer approved here)

    FRN 304154

    • CF14 Risk Assessment (31 Oct 2004 to 4 Jan 2005)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 31 Dec 2003)
    • CF14 Risk Assessment (1 Dec 2001 to 3 Jan 2005)
  • Halifax Share Dealing Limited (no longer approved here)

    FRN 183332

    • CF2 Non Executive Director (1 Dec 2001 to 14 Feb 2002)
  • Capital Bank Plc (no longer approved here)

    FRN 201944

    • CF14 Risk Assessment (1 Dec 2001 to 3 Jan 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.