HBOS Investment Fund Managers Limited

Date authorised
1 April 2013
Companies House
00941082
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    New Uberior House
    11 Earl Grey Street
    Edinburgh
    Edinburgh, City Of
    EH3 9BN
    UNITED KINGDOM
    Phone
    +4403453661513
    Web
    https://www.halifax.co.uk

  • Complaints Contact

    PO Box 24165
    Edinburgh
    Edinburgh, City Of
    EH3 1HD
    UNITED KINGDOM
    Phone
    +4403453661513

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Retail Investment Funds

  • Specialist Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Sarah Margaret Stewart Smith

    IRN SMS00019

    • (266)CF22 Investment Adviser (Trainee) (24 Sep 2002 to 14 Mar 2003)
  • Sarah-Jane Elizabeth Gannon

    IRN SEK01015

    • (657)CF21 Investment Adviser (3 Mar 2003 to 5 Jun 2003)
    • (656)CF22 Investment Adviser (Trainee) (24 Sep 2002 to 3 Mar 2003)
  • Saranjit Sahota

    IRN SXS01646

    • (874)CF21 Investment Adviser (8 May 2003 to 5 Jun 2003)
    • (873)CF22 Investment Adviser (Trainee) (28 Sep 2002 to 8 May 2003)
  • Scott Cameron Guild

    IRN SXG14518

    • (12)SMF3 Executive Director (since 1 May 2025)
    • (13)SMF1 Chief Executive (since 1 May 2025)
    • (1519)[FCA CF] Material risk taker (16 Dec 2024 to 30 Apr 2025)
    • (1518)[PRA CF] Significant risk taker or Material risk taker (16 Dec 2024 to 30 Apr 2025)
  • Scott Hannay

    IRN SXH00141

    • (1595)CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
  • Scott Wallace

    IRN SXW00052

    • (1153)CF22 Investment Adviser (Trainee) (10 Jan 2003 to 5 Jun 2003)
    • (1154)CF21 Investment Adviser (24 Sep 2002 to 10 Jan 2003)
  • Sean Carl Quinn

    IRN SCQ00003

    • (1463)[FCA CF] CASS oversight function (3 Nov 2022 to 13 May 2025)
  • Sean Douglas Wedgwood Johnston

    IRN SDJ00021

    • (486)CF21 Investment Adviser (5 Nov 2002 to 5 Jun 2003)
    • (485)CF22 Investment Adviser (Trainee) (24 Sep 2002 to 5 Nov 2002)
  • Sean Francis Scannell

    IRN SFS00018

    • (714)CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
  • Sean William Lowther

    IRN SWL01023

    • (1489)SMF3 Executive Director (9 Dec 2019 to 31 Dec 2020)
    • (1490)CF1 Director (10 Apr 2017 to 8 Dec 2019)
Show more

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (1828)SMF17 Money Laundering Reporting Officer (MLRO)

  2. controlled function added: (1827)SMF1 Chief Executive

  3. controlled function added: (1826)SMF3 Executive Director

  4. controlled function added: (1825)CF21 Investment Adviser

  5. controlled function added: (1824)CF2 Non Executive Director

  6. controlled function added: (1823)CF11 Money Laundering Reporting

  7. controlled function added: (1822)CF1 Director

  8. controlled function added: (1821)CF3 Chief Executive

  9. controlled function added: (1820)CF29 Significant management

  10. controlled function added: (1819)CF21 Investment Adviser

Show more