Scott Wallace

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Gilson Gray Financial Limited (no longer approved here)

    FRN 628199

    • (6)Employed By (23 Aug 2022 to 5 Apr 2024)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 5 Apr 2024)
    • CF1 Director (AR) (11 Jul 2014 to 1 Sep 2022)
    • CF30 Customer (10 Apr 2013 to 5 Apr 2024)
  • Wallace Financial Planning Limited (no longer approved here)

    FRN 597999

    • Employed By (10 Apr 2013 to 5 Apr 2024)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (24 Aug 2010 to 12 Apr 2012)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 27 May 2008)
    • CF21 Investment Adviser (1 Dec 2001 to 8 Jul 2002)
  • HBOS Investment Fund Managers Limited (no longer approved here)

    FRN 119223

    • CF22 Investment Adviser (Trainee) (10 Jan 2003 to 5 Jun 2003)
    • CF21 Investment Adviser (24 Sep 2002 to 10 Jan 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.