This firm is no longer registered as an appointed representative.

It cannot legally carry out FCA-regulated activities. If anyone is currently dealing with this firm as if it still has permission, treat that as a serious red flag and verify directly with the FCA.

Wallace Financial Planning Limited

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FRN: 597999
Last scraped: 3 weeks ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

36 Market Street

Haddington

East Lothian

EH41 3JE

SCOTLAND

Phone

+4401620820202

Web

https://www.scottwallace.co.uk

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Connel Douglas Burt
IRN CDB01179
- Employed By (20 Mar 2019 to 2 Feb 2022)
Daniel James Millership
IRN DXM78301
- Employed By (2 Oct 2020 to 27 Jan 2022)
Gareth Anthony Stainsby
IRN GXS01682
- Employed By (4 Oct 2017 to 17 Jun 2019)
Melanie-Jane Wallace
IRN MXW02096
- Employed By (21 Jul 2014 to 1 Sep 2022)
Scott Wallace
IRN SXW00052
- Employed By (10 Apr 2013 to 5 Apr 2024)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.