Gareth Anthony Stainsby

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Scottish Widows Schroder Personal Wealth Limited
FRN 830170
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 23 Mar 2023)
- [FCA CF] Functions requiring qualifications (since 23 Mar 2023)
WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 134753
- [FCA CF] Client dealing (9 Dec 2019 to 4 Nov 2022)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 4 Nov 2022)
- CF30 Customer (8 Aug 2019 to 8 Dec 2019)
St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- CF30 Customer (4 Oct 2017 to 17 Jun 2019)
Wallace Financial Planning Limited (no longer approved here)
FRN 597999
- Employed By (4 Oct 2017 to 17 Jun 2019)
HSBC Bank Plc (no longer approved here)
FRN 114216
- CF30 Customer (14 Jan 2008 to 1 Sep 2008)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.