Sean Carl Quinn

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Embark Investment Services Limited (no longer approved here)

    FRN 737356

    • [FCA CF] Material risk taker (17 Nov 2024 to 11 Apr 2025)
    • [FCA CF] CASS oversight function (17 Nov 2024 to 13 May 2025)
    • [FCA CF] Manager of certification employee (1 Aug 2024 to 2 Apr 2025)
  • Scottish Widows Administration Services Limited (no longer approved here)

    FRN 139398

    • [FCA CF] Material risk taker (15 Mar 2023 to 11 Apr 2025)
    • [PRA CF] Significant risk taker or Material risk taker (15 Mar 2023 to 11 Apr 2025)
    • [FCA CF] CASS oversight function (3 Nov 2022 to 13 May 2025)
    • [FCA CF] Manager of certification employee (3 Nov 2022 to 2 Apr 2025)
  • HBOS Investment Fund Managers Limited (no longer approved here)

    FRN 119223

    • [FCA CF] CASS oversight function (3 Nov 2022 to 13 May 2025)
  • Scottish Widows Unit Trust Managers Limited (no longer approved here)

    FRN 122129

    • [FCA CF] CASS oversight function (3 Nov 2022 to 13 May 2025)
    • [FCA CF] Manager of certification employee (3 Nov 2022 to 7 Nov 2023)
  • SCOTTISH WIDOWS LIMITED (no longer approved here)

    FRN 181655

    • [FCA CF] Manager of certification employee (3 Nov 2022 to 2 Apr 2025)
  • Lloyds Bank General Insurance Limited (no longer approved here)

    FRN 202091

    • [FCA CF] Manager of certification employee (3 Nov 2022 to 22 May 2024)
  • St Andrew's Insurance Plc (no longer approved here)

    FRN 202932

    • [FCA CF] Manager of certification employee (3 Nov 2022 to 2 Apr 2025)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • [FCA CF] Material risk taker (1 Oct 2021 to 2 Nov 2022)
    • [PRA CF] Significant risk taker or Material risk taker (1 Oct 2021 to 2 Nov 2022)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • [PRA CF] Significant risk taker or Material risk taker (1 Oct 2021 to 2 Nov 2022)
    • [FCA CF] Material risk taker (1 Oct 2021 to 2 Nov 2022)
  • Lloyds Bank Insurance Services Limited (no longer approved here)

    FRN 310738

    • SMF9 Chair of the Governing Body (27 Jan 2020 to 3 May 2023)
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