Sean Douglas Wedgwood Johnston

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Bank of Scotland plc (no longer approved here)
FRN 169628
- CF30 Customer (14 Sep 2012 to 26 Sep 2012)
- CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
Phoenix Wealth Services Limited (no longer approved here)
FRN 465753
- CF30 Customer (13 Dec 2011 to 30 Jul 2012)
HBOS Investment Fund Managers Limited (no longer approved here)
FRN 119223
- CF21 Investment Adviser (5 Nov 2002 to 5 Jun 2003)
- CF22 Investment Adviser (Trainee) (24 Sep 2002 to 5 Nov 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.