HBOS Investment Fund Managers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Sarah Margaret Stewart Smith
IRN SMS00019
- (266)CF22 Investment Adviser (Trainee) (24 Sep 2002 to 14 Mar 2003)
Sarah-Jane Elizabeth Gannon
IRN SEK01015
- (657)CF21 Investment Adviser (3 Mar 2003 to 5 Jun 2003)
- (656)CF22 Investment Adviser (Trainee) (24 Sep 2002 to 3 Mar 2003)
Saranjit Sahota
IRN SXS01646
- (874)CF21 Investment Adviser (8 May 2003 to 5 Jun 2003)
- (873)CF22 Investment Adviser (Trainee) (28 Sep 2002 to 8 May 2003)
Scott Cameron Guild
IRN SXG14518
- (12)SMF3 Executive Director (since 1 May 2025)
- (13)SMF1 Chief Executive (since 1 May 2025)
- (1519)[FCA CF] Material risk taker (16 Dec 2024 to 30 Apr 2025)
- (1518)[PRA CF] Significant risk taker or Material risk taker (16 Dec 2024 to 30 Apr 2025)
Scott Hannay
IRN SXH00141
- (1595)CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
Scott Wallace
IRN SXW00052
- (1153)CF22 Investment Adviser (Trainee) (10 Jan 2003 to 5 Jun 2003)
- (1154)CF21 Investment Adviser (24 Sep 2002 to 10 Jan 2003)
Sean Carl Quinn
IRN SCQ00003
- (1463)[FCA CF] CASS oversight function (3 Nov 2022 to 13 May 2025)
Sean Douglas Wedgwood Johnston
IRN SDJ00021
- (486)CF21 Investment Adviser (5 Nov 2002 to 5 Jun 2003)
- (485)CF22 Investment Adviser (Trainee) (24 Sep 2002 to 5 Nov 2002)
Sean Francis Scannell
IRN SFS00018
- (714)CF21 Investment Adviser (24 Sep 2002 to 5 Jun 2003)
Sean William Lowther
IRN SWL01023
- (1489)SMF3 Executive Director (9 Dec 2019 to 31 Dec 2020)
- (1490)CF1 Director (10 Apr 2017 to 8 Dec 2019)

Smaller firms operating under this firm's FCA authorisation.

Halifax Equitable Limited (no longer appointed)
FRN 195539 · Appointed 9 Apr 2001 · Until 10 Nov 2004
Halifax Estate Agencies Limited (no longer appointed)
FRN 169627 · Appointed 2 Feb 1987 · Until 26 May 2004
Halifax Financial Services Limited (no longer appointed)
FRN 169626 · Appointed 2 Feb 1987 · Until 29 Apr 2003
Halifax Plc (no longer appointed)
FRN 106048 · Appointed 31 Jan 1928 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.