HARVEST ASSOCIATES LIMITED

• Principal Place of Business

  Harvest Associates

  9 Midland Way

  Barlborough

  Chesterfield

  Derbyshire

  S43 4XA

  UNITED KINGDOM

  Phone

  +4401246573173

  Web

  https://www.harvestassociates.co.uk

• Complaints Contact

  Harvest Associates

  9 Midland Way

  Barlborough

  Chesterfield

  Derbyshire

  S43 4XA

  UNITED KINGDOM

  Phone

  +4401246573173

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Peter McFarlane

  IRN PXM00329

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 10 Feb 2021)
  • [FCA CF] Functions requiring qualifications (since 10 Feb 2021)
• Philip Garner

  IRN PDG00002

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 10 Feb 2021)
  • Appointed representative dealing with clients for which they require qualification (since 10 Feb 2021)
  • CF30 Customer (1 Aug 2015 to 8 Dec 2019)
• Phoebe Purnell Cook

  IRN PXC00426

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Client dealing (since 2 Jun 2025)
  • [FCA CF] Functions requiring qualifications (since 2 Jun 2025)
• Richard Ferguson Puchalka

  IRN RXP00227

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 9 Jan 2023)
  • [FCA CF] Functions requiring qualifications (since 9 Jan 2023)
• Richard Michael Ingham

  IRN RMI00003

  • CF30 Customer (2 Jan 2015 to 31 Dec 2015)
• Richard William Burley

  IRN RWB00003

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 6 Mar 2025)
  • [FCA CF] Client dealing (since 6 Mar 2025)
• Robert Charles Tunaley Tucker

  IRN RXT00400

  • [FCA CF] Functions requiring qualifications (28 May 2024 to 12 Dec 2025)
  • [FCA CF] Client dealing (28 May 2024 to 12 Dec 2025)
• Robert Kennedy

  IRN RAK00017

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 10 Feb 2021)
  • [FCA CF] Functions requiring qualifications (since 10 Feb 2021)
  • CF30 Customer (2 Jan 2015 to 29 Oct 2015)
• Ryan Jack Neil

  IRN RXN11413

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 12 Sep 2024)
  • [FCA CF] Client dealing (since 12 Sep 2024)
• Ryan Thomas Guthrie

  IRN RTG01029

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 9 Feb 2024)
  • [FCA CF] Client dealing (since 9 Feb 2024)

• Woodall Wealth Management Ltd

  FRN 987343 · Appointed 18 Nov 2022

• Fallon & Sayers Limited

  FRN 182705 · Appointed 10 Feb 2016

• Southern Parks Limited (no longer appointed)

  FRN 600911 · Appointed 19 Jun 2019 · Until 31 Jul 2020

• Tailored Wealth Limited (no longer appointed)

  FRN 750074 · Appointed 19 Aug 2016 · Until 25 Mar 2024

No changes recorded yet.