Robert Kennedy

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HARVEST ASSOCIATES LIMITED

    FRN 629749

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 10 Feb 2021)
    • [FCA CF] Client dealing (since 10 Feb 2021)
    • CF30 Customer (2 Jan 2015 to 29 Oct 2015)
  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • CF30 Customer (15 Sep 2015 to 30 Oct 2017)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (2 Sep 2010 to 30 Jun 2013)
    • CF21 Investment Adviser (1 Dec 2001 to 7 May 2004)
  • Santander ISA Managers Limited (no longer approved here)

    FRN 171448

    • CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)

Recent activity

Updates to this individual's record on the FCA register.

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