Philip Garner

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HARVEST ASSOCIATES LIMITED

    FRN 629749

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 10 Feb 2021)
    • Appointed representative dealing with clients for which they require qualification (since 10 Feb 2021)
    • CF30 Customer (1 Aug 2015 to 8 Dec 2019)
  • Fallon & Sayers Limited (no longer approved here)

    FRN 182705

    • (6)Employed By (26 Jul 2000 to 31 Dec 2015)
  • Penistone Financial Services Limited (no longer approved here)

    FRN 187504

    • (4)Employed By (26 Jul 2000 to 20 Nov 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.