HARVEST ASSOCIATES LIMITED

• Principal Place of Business

  Harvest Associates

  9 Midland Way

  Barlborough

  Chesterfield

  Derbyshire

  S43 4XA

  UNITED KINGDOM

  Phone

  +4401246573173

  Web

  https://www.harvestassociates.co.uk

• Complaints Contact

  Harvest Associates

  9 Midland Way

  Barlborough

  Chesterfield

  Derbyshire

  S43 4XA

  UNITED KINGDOM

  Phone

  +4401246573173

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Sarah Louise Stokes

  IRN SLS01108

  • CF30 Customer (2 Jan 2015 to 11 Aug 2016)
• Simon Elkington

  IRN SNE00002

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 10 Feb 2021)
  • [FCA CF] Functions requiring qualifications (since 10 Feb 2021)
  • CF30 Customer (2 Jan 2015 to 8 Dec 2019)
• Simon Fern

  IRN SXF00014

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 10 Feb 2021)
  • [FCA CF] Functions requiring qualifications (since 10 Feb 2021)
  • CF30 Customer (2 Jan 2015 to 8 Dec 2019)
• Stephen Antony Saunders

  IRN SAS00088

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 9 Jan 2023)
  • [FCA CF] Client dealing (since 9 Jan 2023)
• Stephen Noakes

  IRN SXN00038

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 10 Feb 2021)
  • [FCA CF] Client dealing (since 10 Feb 2021)
  • CF30 Customer (2 Jan 2015 to 8 Dec 2019)
• Stephen Patrick Bree

  IRN SPB00055

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 22 May 2025)
  • [FCA CF] Client dealing (since 22 May 2025)
• Steve Braithwait

  IRN SXB00056

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 10 Feb 2021)
  • [FCA CF] Client dealing (since 10 Feb 2021)
  • CF30 Customer (18 Sep 2015 to 8 Dec 2019)
• Steven Knapton

  IRN SDK01059

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 4 Sep 2025)
  • [FCA CF] Functions requiring qualifications (since 4 Sep 2025)
• Steven Robert Baker

  IRN SRB00053

  • CF30 Customer (21 Dec 2015 to 8 Dec 2019)
• Stuart Peter Harrod

  IRN SPH00021

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 3 Dec 2024)
  • [FCA CF] Client dealing (since 3 Dec 2024)

• Woodall Wealth Management Ltd

  FRN 987343 · Appointed 18 Nov 2022

• Fallon & Sayers Limited

  FRN 182705 · Appointed 10 Feb 2016

• Southern Parks Limited (no longer appointed)

  FRN 600911 · Appointed 19 Jun 2019 · Until 31 Jul 2020

• Tailored Wealth Limited (no longer appointed)

  FRN 750074 · Appointed 19 Aug 2016 · Until 25 Mar 2024

No changes recorded yet.