Stuart Peter Harrod

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HARVEST ASSOCIATES LIMITED

    FRN 629749

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 3 Dec 2024)
    • [FCA CF] Functions requiring qualifications (since 3 Dec 2024)
  • George Square Financial Management Ltd (no longer approved here)

    FRN 572966

    • Appointed representative dealing with clients for which they require qualification (8 Nov 2022 to 16 Jan 2025)
    • CF30 Customer (8 Nov 2022 to 16 Jan 2025)
    • [FCA CF] Client dealing (8 Nov 2022 to 29 May 2024)
  • Greaves Wealth Management Ltd (no longer approved here)

    FRN 926063

    • (1)Employed By (8 Nov 2022 to 16 Jan 2025)
  • Abbey Lane Financial Associates Ltd (no longer approved here)

    FRN 570937

    • Employed By (30 Dec 2011 to 31 Mar 2015)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF30 Customer (1 Nov 2007 to 29 Oct 2011)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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