Stephen Antony Saunders

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HARVEST ASSOCIATES LIMITED

    FRN 629749

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Jan 2023)
    • [FCA CF] Client dealing (since 9 Jan 2023)
  • Abbey Lane Financial Associates Ltd (no longer approved here)

    FRN 570937

    • Employed By (4 Jan 2012 to 31 Mar 2015)
  • Abbey Lane Associates Ltd (no longer approved here)

    FRN 182234

    • (16)Employed By (10 May 2011 to 28 Dec 2011)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • CF30 Customer (1 Nov 2007 to 28 Dec 2011)
    • CF21 Investment Adviser (28 Jun 2006 to 31 Oct 2007)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (22 May 2002 to 26 Jun 2006)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 22 May 2002)

Recent activity

Updates to this individual's record on the FCA register.

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