Ryan Jack Neil

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HARVEST ASSOCIATES LIMITED

    FRN 629749

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 12 Sep 2024)
    • [FCA CF] Client dealing (since 12 Sep 2024)
  • Fairstone Financial Management Limited (no longer approved here)

    FRN 475973

    • [FCA CF] Client dealing (13 Feb 2020 to 15 Aug 2024)
    • [FCA CF] Functions requiring qualifications (13 Feb 2020 to 15 Aug 2024)
  • Leo Alexander Wealth & Financial Management Limited (no longer approved here)

    FRN 624042

    • CF30 Customer (12 Feb 2019 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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