Hargreaves Lansdown Advisory Services Limited

• Principal Place of Business

  Hargreaves Lansdown

  1 College Square South

  Anchor Road

  Bristol

  Bristol, City Of

  BS1 5HL

  UNITED KINGDOM

  Phone

  +4401179009000

  Web

  https://www.hl.co.uk/financial-advice

• Complaints Contact

  Hargreaves Lansdown

  1 College Square South

  Anchor Road

  Bristol

  Bristol, City Of

  BS1 5HL

  UNITED KINGDOM

  Phone

  +4401179009000

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Limited to investment that constitute a sec deriv
  • · Limited to options that constitute a sec deriv
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Limited to investment that constitute a sec deriv
  • · Limited to options that constitute a sec deriv
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Thomas James De Burgh Williams

  IRN TJW00050

  • CF30 Customer (1 Nov 2007 to 10 Jul 2009)
  • CF21 Investment Adviser (2 May 2007 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (2 Feb 2007 to 2 May 2007)
• Thomas Northover

  IRN TXN00017

  • CF21 Investment Adviser (1 Dec 2001 to 8 Apr 2004)
• Thomas Peter Campbell

  IRN TPC01052

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 18 Mar 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 18 Mar 2022)
  • CF30 Customer (1 Oct 2015 to 8 Dec 2019)
• Thomas Richard O'Rourke

  IRN TRO01007

  • 7. Giving personal recommendations on long-term care insurance contracts
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (30 Jan 2007 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (13 Jul 2004 to 30 Jan 2007)
• Thomas Samuel Cowell

  IRN TSC01036

  • 7. Giving personal recommendations on long-term care insurance contracts
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (29 May 2015 to 8 Dec 2019)
• Thomas Wilkinson

  IRN TXW00099

  • [FCA CF] Significant management (2 Aug 2023 to 3 Aug 2023)
  • [FCA CF] Material risk taker (9 Dec 2019 to 8 Jan 2021)
• Thomas William Sandes McLintock

  IRN TWM01038

  • CF30 Customer (28 Feb 2013 to 1 Mar 2019)
• Toby Benjamin Studdy

  IRN TBS00004

  • CF30 Customer (31 Dec 2012 to 24 Feb 2014)
• Tom Robinson

  IRN TXR00285

  • [FCA CF] Significant management (18 Sep 2024 to 15 Mar 2026)
• Tracey Patricia Taylor

  IRN TXT01110

  • CF28 Systems and controls (1 Nov 2007 to 3 Mar 2015)
  • CF1 Director (30 Mar 2007 to 3 Mar 2015)
  • CF13 Finance (1 Nov 2006 to 31 Oct 2007)

No changes recorded yet.