Tracey Patricia Taylor

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HARGREAVES LANSDOWN FUND MANAGERS LTD. (no longer approved here)

    FRN 166016

    • CF10a CASS Oversight function (21 Oct 2011 to 3 Mar 2015)
    • CF28 Systems and controls (1 Nov 2007 to 3 Mar 2015)
    • CF1 Director (30 Mar 2007 to 3 Mar 2015)
    • CF13 Finance (1 Dec 2001 to 31 Oct 2007)
  • Hargreaves Lansdown Advisory Services Limited (no longer approved here)

    FRN 189627

    • CF28 Systems and controls (1 Nov 2007 to 3 Mar 2015)
    • CF1 Director (30 Mar 2007 to 3 Mar 2015)
    • CF13 Finance (1 Nov 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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