Thomas James De Burgh Williams

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ValidPath Limited

    FRN 197107

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 31 May 2024)
    • CF1 Director (AR) (since 14 May 2024)
    • CF30 Customer (since 14 May 2024)
  • Purple Fox Financial Planning Ltd

    FRN 1011691

    • (1)Employed By (since 14 May 2024)
  • W H Ireland Limited (no longer approved here)

    FRN 140773

    • CF30 Customer (8 May 2012 to 25 Feb 2019)
  • Hargreaves Lansdown Advisory Services Limited (no longer approved here)

    FRN 189627

    • CF30 Customer (1 Nov 2007 to 10 Jul 2009)
    • CF21 Investment Adviser (2 May 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (2 Feb 2007 to 2 May 2007)
  • Johnson Fleming Ltd (no longer approved here)

    FRN 215110

    • (11)Employed By (29 Jun 2005 to 9 Apr 2006)

Recent activity

Updates to this individual's record on the FCA register.

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