Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 18 Jul 2022)
    • CF1 Director (AR) (since 14 Jun 2022)
    • CF30 Customer (since 14 Jun 2022)
    • (1)Employed By (since 14 Jun 2022)
  • Hargreaves Lansdown Advisory Services Limited (no longer approved here)

    FRN 189627

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 18 Mar 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 18 Mar 2022)
    • CF30 Customer (1 Oct 2015 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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