Thomas William Sandes McLintock

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Shipman Wealth Management Ltd

    FRN 456896

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Client dealing (since 20 Aug 2025)
    • [FCA CF] Functions requiring qualifications (since 20 Aug 2025)
  • SHIPMAN FINANCIAL PLANNING LIMITED

    FRN 513289

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Functions requiring qualifications (since 20 Aug 2025)
    • [FCA CF] Client dealing (since 20 Aug 2025)
  • Attivo Financial Limited (no longer approved here)

    FRN 497130

    • [FCA CF] Manager of certification employee (30 Sep 2024 to 27 Jun 2025)
  • Rathbones Investment Management Limited (no longer approved here)

    FRN 116316

    • [FCA CF] Manager of certification employee (5 Mar 2019 to 27 Sep 2024)
  • Hargreaves Lansdown Advisory Services Limited (no longer approved here)

    FRN 189627

    • CF30 Customer (28 Feb 2013 to 1 Mar 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.