Hargreaves Lansdown Advisory Services Limited

• Principal Place of Business

  Hargreaves Lansdown

  1 College Square South

  Anchor Road

  Bristol

  Bristol, City Of

  BS1 5HL

  UNITED KINGDOM

  Phone

  +4401179009000

  Web

  https://www.hl.co.uk/financial-advice

• Complaints Contact

  Hargreaves Lansdown

  1 College Square South

  Anchor Road

  Bristol

  Bristol, City Of

  BS1 5HL

  UNITED KINGDOM

  Phone

  +4401179009000

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Limited to investment that constitute a sec deriv
  • · Limited to options that constitute a sec deriv
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Limited to investment that constitute a sec deriv
  • · Limited to options that constitute a sec deriv
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Orla Browne

  IRN OXB00130

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 12 Jan 2026)
  • [FCA CF] Functions requiring qualifications (since 12 Jan 2026)
  • [FCA CF] Functions requiring qualifications (3 Jul 2023 to 2 Dec 2024)
  • [FCA CF] Client dealing (3 Jul 2023 to 2 Dec 2024)
• Patricia Ann Newell

  IRN PAN01086

  • CF30 Customer (26 May 2017 to 25 Feb 2019)
• Patrick Matthew McGee

  IRN PMM01117

  • CF30 Customer (31 Dec 2012 to 23 Apr 2019)
• Patrick Stirling

  IRN PXS02378

  • CF30 Customer (4 Nov 2014 to 8 Aug 2015)
• Patrick William Clayphan

  IRN PWC00007

  • CF30 Customer (23 Sep 2013 to 28 Aug 2015)
• Paul Anthony Dimambro

  IRN PAD01103

  • [FCA CF] Manager of certification employee (4 Oct 2021 to 12 Jun 2023)
  • [FCA CF] Material risk taker (9 Dec 2019 to 21 Aug 2024)
• Paul Anthony Hunt

  IRN PAH00045

  • [FCA CF] Client dealing (9 Dec 2019 to 18 May 2022)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 18 May 2022)
  • CF30 Customer (17 Feb 2017 to 8 Dec 2019)
• Paul Benedict Heneghan

  IRN PBH00011

  • CF30 Customer (31 Dec 2012 to 7 Sep 2015)
• Paul Coyle

  IRN PXC00022

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 12 Oct 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 12 Oct 2022)
  • CF30 Customer (31 Dec 2012 to 8 Dec 2019)
• Paul Crossan

  IRN PXC01978

  • 7. Giving personal recommendations on long-term care insurance contracts
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (31 Dec 2012 to 8 Dec 2019)

No changes recorded yet.