Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 3 Nov 2021)
    • [FCA CF] Manager of certification employee (23 Sep 2021 to 3 Nov 2021)
    • [FCA CF] Material risk taker (9 Dec 2019 to 3 Nov 2021)
  • Hargreaves Lansdown Advisory Services Limited (no longer approved here)

    FRN 189627

    • [FCA CF] Manager of certification employee (4 Oct 2021 to 12 Jun 2023)
    • [FCA CF] Material risk taker (9 Dec 2019 to 21 Aug 2024)
  • Hargreaves Lansdown Savings Limited (no longer approved here)

    FRN 915119

    • [FCA CF] Manager of certification employee (4 Oct 2021 to 12 Jun 2023)
    • [FCA CF] Material risk taker (9 Dec 2019 to 21 Aug 2024)

Recent activity

Updates to this individual's record on the FCA register.

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