Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 24 Aug 2021)
    • Appointed representative dealing with clients for which they require qualification (since 24 Aug 2021)
    • CF1 Director (AR) (since 23 Aug 2021)
    • CF30 Customer (since 23 Aug 2021)
    • Employed By (since 23 Aug 2021)
  • ML Financial Associates Limited (no longer approved here)

    FRN 537809

    • [FCA CF] Client dealing (9 Dec 2019 to 30 Jun 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Jun 2021)
    • CF30 Customer (3 Jun 2019 to 8 Dec 2019)
  • Hargreaves Lansdown Advisory Services Limited (no longer approved here)

    FRN 189627

    • CF30 Customer (31 Dec 2012 to 23 Apr 2019)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • CF30 Customer (1 Nov 2007 to 31 Dec 2008)
    • CF22 Investment Adviser (Trainee) (11 Jun 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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