Hargreaves Lansdown Advisory Services Limited

Date authorised
1 April 2013
Companies House
03509545
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Hargreaves Lansdown
    1 College Square South
    Anchor Road
    Bristol
    Bristol, City Of
    BS1 5HL
    UNITED KINGDOM
    Phone
    +4401179009000
    Web
    https://www.hl.co.uk/financial-advice

  • Complaints Contact

    Hargreaves Lansdown
    1 College Square South
    Anchor Road
    Bristol
    Bristol, City Of
    BS1 5HL
    UNITED KINGDOM
    Phone
    +4401179009000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 3 limitations
    • · Limited to investment that constitute a sec deriv
    • · Limited to options that constitute a sec deriv
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 3 limitations
    • · Limited to investment that constitute a sec deriv
    • · Limited to options that constitute a sec deriv
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Nicholas James Dykes

    IRN NJD01100

    • CF30 Customer (1 Nov 2007 to 1 Feb 2017)
    • CF21 Investment Adviser (30 Apr 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (9 Jan 2006 to 1 May 2007)
  • Nicholas Nicol

    IRN NXN00008

    • CF30 Customer (31 Dec 2012 to 20 Aug 2015)
  • Nicky Karimkhanzand

    IRN NXK01770

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 18 Apr 2023)
    • [FCA CF] Client dealing (since 18 Apr 2023)
  • Nicola Frances Bradfield

    IRN NFB01031

    • CF30 Customer (1 Nov 2007 to 12 Feb 2010)
    • CF21 Investment Adviser (3 Oct 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (9 Jan 2007 to 3 Oct 2007)
  • Nicola Jane Cornish

    IRN NJC00013

    • CF30 Customer (31 Dec 2012 to 10 Mar 2017)
  • Nicola Jane Meadows

    IRN NJM01202

    • CF30 Customer (3 Jun 2014 to 29 Aug 2018)
  • Nicolas Nicolaou

    IRN NXN00009

    • CF30 Customer (1 Nov 2007 to 16 Jan 2009)
    • CF1 Director (1 Dec 2001 to 26 Feb 2002)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)
  • Nigel James Bence

    IRN NJB01097

    • CF1 Director (1 Dec 2001 to 5 Dec 2014)
    • CF10 Compliance Oversight (1 Dec 2001 to 17 Nov 2011)
  • Nigel Steele

    IRN NPC01046

    • CF30 Customer (31 Dec 2012 to 2 Jun 2015)
  • Oliver Matthew Morrall

    IRN OMM01018

    • CF30 Customer (7 Oct 2015 to 25 Jul 2017)
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Recent activity

Updates to this firm's record on the FCA register.

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