Oliver Matthew Morrall

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RAYMOND JAMES INVESTMENT SERVICES LIMITED

    FRN 194713

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Client dealing (since 7 Sep 2021)
    • [FCA CF] Functions requiring qualifications (since 7 Sep 2021)
  • ABERDEEN PORTFOLIO SOLUTIONS LIMITED (no longer approved here)

    FRN 623682

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 7 Sep 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 7 Sep 2021)
    • CF30 Customer (1 Feb 2018 to 8 Dec 2019)
  • HOWDEN FS LIMITED (no longer approved here)

    FRN 180563

    • CF30 Customer (7 Jul 2017 to 1 Dec 2017)
  • Hargreaves Lansdown Advisory Services Limited (no longer approved here)

    FRN 189627

    • CF30 Customer (7 Oct 2015 to 25 Jul 2017)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.