Nicola Jane Cornish

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Fairstone Wealth Management Limited

    FRN 188596

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 11. Pension transfer specialist
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 25 Jun 2021)
    • [FCA CF] Client dealing (since 25 Jun 2021)
  • Fairstone Financial Management Limited (no longer approved here)

    FRN 475973

    • [FCA CF] Functions requiring qualifications (22 Feb 2021 to 15 Jul 2021)
    • [FCA CF] Client dealing (22 Feb 2021 to 15 Jul 2021)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • [FCA CF] Client dealing (1 Jan 2021 to 17 Feb 2021)
    • [FCA CF] Functions requiring qualifications (1 Jan 2021 to 17 Feb 2021)
  • Hargreaves Lansdown Advisory Services Limited (no longer approved here)

    FRN 189627

    • CF30 Customer (31 Dec 2012 to 10 Mar 2017)
  • HBOS Investment Fund Managers Limited (no longer approved here)

    FRN 119223

    • CF21 Investment Adviser (1 Dec 2001 to 18 Oct 2002)

Recent activity

Updates to this individual's record on the FCA register.

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