Hargreaves Lansdown Advisory Services Limited

• Principal Place of Business

  Hargreaves Lansdown

  1 College Square South

  Anchor Road

  Bristol

  Bristol, City Of

  BS1 5HL

  UNITED KINGDOM

  Phone

  +4401179009000

  Web

  https://www.hl.co.uk/financial-advice

• Complaints Contact

  Hargreaves Lansdown

  1 College Square South

  Anchor Road

  Bristol

  Bristol, City Of

  BS1 5HL

  UNITED KINGDOM

  Phone

  +4401179009000

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Limited to investment that constitute a sec deriv
  • · Limited to options that constitute a sec deriv
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Limited to investment that constitute a sec deriv
  • · Limited to options that constitute a sec deriv
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Michael Graham Burgess

  IRN MGB01153

  • CF30 Customer (11 Dec 2013 to 1 Feb 2017)
• Michael Ian Ablott

  IRN MIA01019

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 23 Apr 2021)
  • [FCA CF] Client dealing (9 Dec 2019 to 23 Apr 2021)
  • CF30 Customer (31 Dec 2012 to 8 Dec 2019)
• Michael Jonathan Evans

  IRN MJE01051

  • CF2 Non Executive Director (2 Oct 2009 to 7 Feb 2018)
• Michael Mark Calamito

  IRN MXC00522

  • [FCA CF] Significant management (15 Apr 2021 to 7 Feb 2023)
• Michael Morley

  IRN MJM01161

  • Director of firm who is not a certification employee or a SMF manager (31 Jul 2023 to 25 Mar 2025)
• Michael Wigley

  IRN MXW02011

  • CF30 Customer (31 Dec 2012 to 21 Nov 2013)
• Michele Pagnotta

  IRN MXP17147

  • CF30 Customer (15 Jul 2019 to 8 Dec 2019)
• Miranda Evelyn Anne Hickson

  IRN MEH01084

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Client dealing (since 26 Jan 2024)
  • [FCA CF] Functions requiring qualifications (since 26 Jan 2024)
  • CF30 Customer (2 Jun 2014 to 8 Dec 2019)
• Mohamed Ait Si Brahim

  IRN MXA03946

  • [FCA CF] Material risk taker (4 Dec 2023 to 21 Aug 2024)
• Mona Christensen

  IRN MXC00602

  • [FCA CF] Significant management (28 Jun 2023 to 30 Aug 2024)

No changes recorded yet.