Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF12 Chair of the Remuneration Committee (since 3 Nov 2025)
    • SMF14 Senior Independent Director (since 3 Nov 2025)
    • Director of firm who is not a certification employee or a SMF manager (25 Feb 2025 to 3 Nov 2025)
  • HARGREAVES LANSDOWN FUND MANAGERS LTD. (no longer approved here)

    FRN 166016

    • Director of firm who is not a certification employee or a SMF manager (31 Jul 2023 to 25 Mar 2025)
  • Hargreaves Lansdown Advisory Services Limited (no longer approved here)

    FRN 189627

    • Director of firm who is not a certification employee or a SMF manager (31 Jul 2023 to 25 Mar 2025)
  • Hargreaves Lansdown Savings Limited (no longer approved here)

    FRN 915119

    • Director of firm who is not a certification employee or a SMF manager (31 Jul 2023 to 25 Mar 2025)
  • DB UK Bank Limited (no longer approved here)

    FRN 140848

    • [FCA CF] Material risk taker (1 Jan 2022 to 1 Jun 2022)
    • Responsible for Insurance Distribution (1 Oct 2018 to 30 Jun 2022)
    • Responsibility for MCD Intermediation (7 Aug 2018 to 30 Jun 2022)
    • Responsible for Insurance Mediation (7 Aug 2018 to 30 Sep 2018)
    • SMF1 Chief Executive (27 Nov 2017 to 30 Jun 2022)
    • [FCA CF] Manager of certification employee (14 Nov 2017 to 3 Aug 2020)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Manager of certification employee (28 Nov 2017 to 30 Jun 2022)
  • THE ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (no longer approved here)

    FRN 114724

    • SMF7 Group Entity Senior Manager (7 Mar 2016 to 17 Mar 2016)
    • CF3 Chief Executive (11 Nov 2010 to 31 Jan 2011)
    • CF1 Director (13 Aug 2009 to 6 Mar 2016)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • SMF7 Group Entity Senior Manager (7 Mar 2016 to 25 Jul 2016)
    • CF3 Chief Executive (13 Aug 2009 to 6 Mar 2016)
    • CF1 Director (13 Aug 2009 to 6 Mar 2016)
  • COUTTS FINANCE CO. (no longer approved here)

    FRN 305968

    • CF1 Director (25 May 2012 to 21 Mar 2016)
    • CF3 Chief Executive (25 May 2012 to 21 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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