Hargreaves Lansdown Advisory Services Limited

• Principal Place of Business

  Hargreaves Lansdown

  1 College Square South

  Anchor Road

  Bristol

  Bristol, City Of

  BS1 5HL

  UNITED KINGDOM

  Phone

  +4401179009000

  Web

  https://www.hl.co.uk/financial-advice

• Complaints Contact

  Hargreaves Lansdown

  1 College Square South

  Anchor Road

  Bristol

  Bristol, City Of

  BS1 5HL

  UNITED KINGDOM

  Phone

  +4401179009000

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Limited to investment that constitute a sec deriv
  • · Limited to options that constitute a sec deriv
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Limited to investment that constitute a sec deriv
  • · Limited to options that constitute a sec deriv
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Morgan Forster-Dark

  IRN MXF08944

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (1 Dec 2018 to 8 Dec 2019)
• Mufaddal Travadi

  IRN MXT01517

  • CF30 Customer (25 Feb 2013 to 4 Jan 2018)
• Myles John Astin

  IRN MJA01097

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 11 Apr 2025)
  • [FCA CF] Client dealing (9 Dec 2019 to 11 Apr 2025)
  • CF30 Customer (21 Jul 2017 to 8 Dec 2019)
• Natasha Bowden

  IRN NXB00193

  • [FCA CF] Significant management (since 30 May 2023)
  • [FCA CF] Material risk taker (1 Apr 2022 to 1 Jul 2022)
• Nathan Andrew Long

  IRN NAL01048

  • CF30 Customer (19 Jul 2012 to 1 Feb 2017)
• Neil Charles Jaundrell

  IRN NCJ00001

  • CF21 Investment Adviser (1 Dec 2001 to 31 Aug 2002)
• Neil Edmondson

  IRN NXE01063

  • CF30 Customer (31 Dec 2012 to 8 Dec 2019)
• Nicholas Black

  IRN NXB00361

  • [FCA CF] Significant management (since 25 May 2023)
  • [FCA CF] Material risk taker (1 Jul 2022 to 2 Jul 2022)
• Nicholas Clough

  IRN NXC01635

  • CF30 Customer (5 Nov 2015 to 1 Feb 2017)
• Nicholas David William Miller

  IRN NDM01071

  • 7. Giving personal recommendations on long-term care insurance contracts
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (7 Apr 2015 to 8 Dec 2019)

No changes recorded yet.