Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Functions requiring qualifications (since 26 Jan 2024)
    • [FCA CF] Client dealing (since 26 Jan 2024)
    • CF30 Customer (2 Jun 2014 to 8 Dec 2019)
  • Yodelar Investments Limited (no longer approved here)

    FRN 810056

    • (13)[FCA CF] Functions requiring qualifications (6 Jun 2023 to 7 Jul 2023)
    • (12)[FCA CF] Client dealing (6 Jun 2023 to 7 Jul 2023)
  • Castlegate Financial Management Limited (no longer approved here)

    FRN 169777

    • [FCA CF] Client dealing (14 Sep 2021 to 6 Jun 2023)
    • [FCA CF] Functions requiring qualifications (17 Jun 2021 to 6 Jun 2023)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • CF30 Customer (16 Nov 2011 to 16 Apr 2014)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 30 Apr 2009)
    • CF21 Investment Adviser (26 Jan 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (22 Jul 2002 to 26 Jan 2004)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (12)[FCA CF] Client dealing at Yodelar Investments Limited

  2. controlled function added: (13)[FCA CF] Functions requiring qualifications at Yodelar Investments Limited