Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- [FCA CF] Functions requiring qualifications (since 26 Jan 2024)
- [FCA CF] Client dealing (since 26 Jan 2024)
- CF30 Customer (2 Jun 2014 to 8 Dec 2019)
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- (13)[FCA CF] Functions requiring qualifications (6 Jun 2023 to 7 Jul 2023)
- (12)[FCA CF] Client dealing (6 Jun 2023 to 7 Jul 2023)
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- [FCA CF] Client dealing (14 Sep 2021 to 6 Jun 2023)
- [FCA CF] Functions requiring qualifications (17 Jun 2021 to 6 Jun 2023)
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- CF30 Customer (16 Nov 2011 to 16 Apr 2014)
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- CF30 Customer (1 Nov 2007 to 30 Apr 2009)
- CF21 Investment Adviser (26 Jan 2004 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (22 Jul 2002 to 26 Jan 2004)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (12)[FCA CF] Client dealing at Yodelar Investments Limited
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controlled function added: (13)[FCA CF] Functions requiring qualifications at Yodelar Investments Limited