Hargreaves Lansdown Advisory Services Limited

• Principal Place of Business

  Hargreaves Lansdown

  1 College Square South

  Anchor Road

  Bristol

  Bristol, City Of

  BS1 5HL

  UNITED KINGDOM

  Phone

  +4401179009000

  Web

  https://www.hl.co.uk/financial-advice

• Complaints Contact

  Hargreaves Lansdown

  1 College Square South

  Anchor Road

  Bristol

  Bristol, City Of

  BS1 5HL

  UNITED KINGDOM

  Phone

  +4401179009000

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Limited to investment that constitute a sec deriv
  • · Limited to options that constitute a sec deriv
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Limited to investment that constitute a sec deriv
  • · Limited to options that constitute a sec deriv
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Laura Pease

  IRN LXP01512

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (28 Oct 2015 to 8 Dec 2019)
• Lauren Ruth Bladon

  IRN LRB01034

  • CF22 Investment Adviser (Trainee) (28 Jul 2006 to 5 Feb 2007)
• Lee Jeavons

  IRN LXJ01059

  • [FCA CF] Client dealing (9 Dec 2019 to 14 Jan 2022)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 14 Jan 2022)
  • CF30 Customer (31 Dec 2012 to 8 Dec 2019)
• Lee Jennings

  IRN LKJ00004

  • CF22 Investment Adviser (Trainee) (12 Jul 2004 to 10 Jan 2007)
• Lee Nathan Gardhouse

  IRN LNG01005

  • CF1 Director (6 Jan 2016 to 9 Dec 2019)
• Lisa Hillier

  IRN LXH00670

  • [FCA CF] Manager of certification employee (since 16 Jan 2026)
• Lorraine June Tromans

  IRN LJT01033

  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 17 Jan 2022)
  • CF11 Money Laundering Reporting (1 Sep 2015 to 8 Dec 2019)
• Lucinda Helen Mead

  IRN LHM01031

  • CF30 Customer (11 Aug 2015 to 22 Dec 2016)
• Lucy Charlotte Thomas

  IRN LXT00280

  • [FCA CF] Manager of certification employee (25 Mar 2024 to 16 Mar 2026)
• Lucy Lawrance

  IRN LJH01110

  • CF30 Customer (1 Nov 2007 to 6 Mar 2014)
  • CF21 Investment Adviser (30 Apr 2007 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (9 Jan 2006 to 1 May 2007)

No changes recorded yet.