Lorraine June Tromans

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Hargreaves Lansdown Savings Limited (no longer approved here)
FRN 915119
- SMF17 Money Laundering Reporting Officer (MLRO) (18 Sep 2020 to 17 Jan 2022)
HARGREAVES LANSDOWN FUND MANAGERS LTD. (no longer approved here)
FRN 166016
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 17 Jan 2022)
- CF11 Money Laundering Reporting (1 Sep 2015 to 8 Dec 2019)
Hargreaves Lansdown Advisory Services Limited (no longer approved here)
FRN 189627
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 17 Jan 2022)
- CF11 Money Laundering Reporting (1 Sep 2015 to 8 Dec 2019)
Computershare Investor Services Plc (no longer approved here)
FRN 188534
- CF11 Money Laundering Reporting (1 Apr 2003 to 1 Aug 2008)
- CF10 Compliance Oversight (1 Dec 2001 to 13 Aug 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.