Hargreaves Lansdown Advisory Services Limited

• Principal Place of Business

  Hargreaves Lansdown

  1 College Square South

  Anchor Road

  Bristol

  Bristol, City Of

  BS1 5HL

  UNITED KINGDOM

  Phone

  +4401179009000

  Web

  https://www.hl.co.uk/financial-advice

• Complaints Contact

  Hargreaves Lansdown

  1 College Square South

  Anchor Road

  Bristol

  Bristol, City Of

  BS1 5HL

  UNITED KINGDOM

  Phone

  +4401179009000

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Limited to investment that constitute a sec deriv
  • · Limited to options that constitute a sec deriv
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Limited to investment that constitute a sec deriv
  • · Limited to options that constitute a sec deriv
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Luke Robert Dunbar

  IRN LXD17143

  • 7. Giving personal recommendations on long-term care insurance contracts
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 6 Jan 2022)
  • [FCA CF] Functions requiring qualifications (since 6 Jan 2022)
  • CF30 Customer (15 Jul 2019 to 8 Dec 2019)
• Lysa Joanne Hillier

  IRN LJH01136

  • CF30 Customer (31 Dec 2012 to 8 Dec 2019)
• Maike Currie

  IRN MXC01007

  • [FCA CF] Significant management (2 Aug 2023 to 15 Mar 2025)
• Mandy Crawford

  IRN MXC02538

  • CF30 Customer (19 Jul 2017 to 26 Feb 2019)
• Maram Nashar

  IRN MXN00070

  • CF21 Investment Adviser (1 Dec 2001 to 29 May 2002)
• Marcus John West

  IRN MJW01385

  • [FCA CF] Material risk taker (29 Sep 2021 to 1 Jul 2022)
• Marcus Phokou

  IRN MXP01722

  • CF30 Customer (1 Nov 2007 to 31 Mar 2010)
  • CF22 Investment Adviser (Trainee) (17 Apr 2007 to 31 Oct 2007)
• Marie Louise McLauchlan

  IRN MLM00007

  • CF21 Investment Adviser (16 Oct 2002 to 17 Mar 2003)
• Marina Gabriella Wynne

  IRN MGW00033

  • CF21 Investment Adviser (1 Dec 2001 to 2 Dec 2002)
• Mark Andrew Bristow

  IRN MAB00027

  • CF30 Customer (1 Nov 2007 to 1 Aug 2008)
  • CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)
  • CF21 Investment Adviser (1 Dec 2001 to 14 Feb 2003)

No changes recorded yet.