Hargreaves Lansdown Advisory Services Limited

• Principal Place of Business

  Hargreaves Lansdown

  1 College Square South

  Anchor Road

  Bristol

  Bristol, City Of

  BS1 5HL

  UNITED KINGDOM

  Phone

  +4401179009000

  Web

  https://www.hl.co.uk/financial-advice

• Complaints Contact

  Hargreaves Lansdown

  1 College Square South

  Anchor Road

  Bristol

  Bristol, City Of

  BS1 5HL

  UNITED KINGDOM

  Phone

  +4401179009000

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Limited to investment that constitute a sec deriv
  • · Limited to options that constitute a sec deriv
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Limited to investment that constitute a sec deriv
  • · Limited to options that constitute a sec deriv
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Ian David Gorham

  IRN IDG01029

  • Responsible for Insurance Mediation (13 Dec 2012 to 20 Apr 2017)
  • CF3 Chief Executive (2 Sep 2010 to 20 Apr 2017)
  • CF1 Director (1 Sep 2009 to 20 Apr 2017)
• Ian David Jordan

  IRN IDJ00005

  • CF30 Customer (2 Jan 2013 to 7 Jul 2017)
• Ian David Perrett

  IRN IDP01025

  • CF11 Money Laundering Reporting (17 Sep 2004 to 2 Aug 2007)
• Ian Henry

  IRN IXH00073

  • [FCA CF] Functions requiring qualifications (2 Nov 2020 to 4 Jul 2025)
  • [FCA CF] Client dealing (2 Nov 2020 to 4 Jul 2025)
• Ian Howard Jones

  IRN IHJ01006

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Manager of certification employee (since 27 Aug 2021)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (2 Jan 2013 to 8 Dec 2019)
• Ian Hugh Baker

  IRN IHB01020

  • CF30 Customer (31 Dec 2012 to 8 Dec 2019)
• Ian James Hunter

  IRN IJH01065

  • SMF3 Executive Director (9 Dec 2019 to 22 Dec 2022)
  • CF1 Director (21 Dec 2015 to 8 Dec 2019)
• Ian Kevin Parsons

  IRN IKP00002

  • CF30 Customer (1 Nov 2007 to 23 Mar 2012)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Isabella Evie Georgia Adams

  IRN IXS00217

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 17 Mar 2025)
  • [FCA CF] Functions requiring qualifications (since 17 Mar 2025)
• Jack Howard Newman

  IRN JHN01024

  • 7. Giving personal recommendations on long-term care insurance contracts
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (8 Jun 2017 to 8 Dec 2019)

No changes recorded yet.