Hargreaves Lansdown Advisory Services Limited

• Principal Place of Business

  Hargreaves Lansdown

  1 College Square South

  Anchor Road

  Bristol

  Bristol, City Of

  BS1 5HL

  UNITED KINGDOM

  Phone

  +4401179009000

  Web

  https://www.hl.co.uk/financial-advice

• Complaints Contact

  Hargreaves Lansdown

  1 College Square South

  Anchor Road

  Bristol

  Bristol, City Of

  BS1 5HL

  UNITED KINGDOM

  Phone

  +4401179009000

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Limited to investment that constitute a sec deriv
  • · Limited to options that constitute a sec deriv
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Limited to investment that constitute a sec deriv
  • · Limited to options that constitute a sec deriv
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Jacob Robin Clive Yeo

  IRN JRY01019

  • [FCA CF] Client dealing (9 Dec 2019 to 13 May 2024)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 13 May 2024)
  • CF30 Customer (14 Sep 2017 to 8 Dec 2019)
• Jacob Rudman

  IRN JRR00023

  • CF30 Customer (31 Dec 2012 to 26 Apr 2013)
• James Brake

  IRN JXB01053

  • [FCA CF] Material risk taker (1 Feb 2022 to 1 Nov 2022)
• James Collins

  IRN JXC00308

  • CF22 Investment Adviser (Trainee) (4 May 2006 to 5 Oct 2007)
• James David Christopher Horsburgh

  IRN JDH01247

  • CF30 Customer (16 Feb 2017 to 8 Dec 2019)
• James Davies

  IRN JXD00757

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 2 Jun 2023)
  • [FCA CF] Client dealing (since 2 Jun 2023)
• James Edward Kent

  IRN JEK00003

  • CF22 Investment Adviser (Trainee) (9 Dec 2002 to 14 Feb 2003)
• James Found

  IRN JXF00520

  • [FCA CF] Significant management (13 Jun 2023 to 15 Mar 2026)
• James Michael Redding

  IRN JMR01137

  • CF21 Investment Adviser (29 Nov 2002 to 12 Apr 2005)
  • CF22 Investment Adviser (Trainee) (26 Oct 2002 to 29 Nov 2002)
• James Michael Smith

  IRN JMS01317

  • CF30 Customer (5 Feb 2015 to 5 Feb 2016)

No changes recorded yet.