Hargreaves Lansdown Advisory Services Limited

• Principal Place of Business

  Hargreaves Lansdown

  1 College Square South

  Anchor Road

  Bristol

  Bristol, City Of

  BS1 5HL

  UNITED KINGDOM

  Phone

  +4401179009000

  Web

  https://www.hl.co.uk/financial-advice

• Complaints Contact

  Hargreaves Lansdown

  1 College Square South

  Anchor Road

  Bristol

  Bristol, City Of

  BS1 5HL

  UNITED KINGDOM

  Phone

  +4401179009000

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Limited to investment that constitute a sec deriv
  • · Limited to options that constitute a sec deriv
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Limited to investment that constitute a sec deriv
  • · Limited to options that constitute a sec deriv
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• James Robert Black

  IRN JRB01358

  • 7. Giving personal recommendations on long-term care insurance contracts
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (28 Oct 2015 to 8 Dec 2019)
• James Roger Shattock

  IRN JRS00072

  • CF30 Customer (31 Dec 2012 to 12 Jun 2019)
• James Rowland Biggs

  IRN JRB00034

  • CF22 Investment Adviser (Trainee) (14 Jul 2005 to 15 Feb 2007)
• James Thomas Atkinson

  IRN JTA01030

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (2 Mar 2015 to 8 Dec 2019)
• James William Bennett

  IRN JXB17156

  • CF30 Customer (8 Aug 2019 to 8 Dec 2019)
• James William Richard Corke

  IRN JWC01135

  • CF30 Customer (15 Mar 2011 to 1 Feb 2017)
• Jamie Alexander Croan Reid

  IRN JXR00537

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 5 Apr 2022)
  • [FCA CF] Client dealing (since 5 Apr 2022)
• Jamie Kinnear

  IRN JXK01483

  • [FCA CF] Client dealing (9 Dec 2019 to 27 May 2021)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 27 May 2021)
  • CF30 Customer (8 Jun 2017 to 8 Dec 2019)
• Jason Hill

  IRN JXH00506

  • [FCA CF] Material risk taker (2 Jun 2020 to 15 Dec 2021)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 15 Dec 2021)
  • [FCA CF] Significant management (9 Dec 2019 to 15 Dec 2021)
• Jayne Elizabeth Styles

  IRN JET01091

  • CF2 Non Executive Director (23 Oct 2015 to 10 Oct 2019)

No changes recorded yet.