James Rowland Biggs

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Employee Benefits Collective LLP
FRN 785249
- Responsible for Insurance Distribution (since 6 May 2020)
- SMF27 Partner (since 6 May 2020)
Fidelius Ltd (no longer approved here)
FRN 188615
- CF30 Customer (24 Jul 2014 to 24 Jun 2015)
Azets Financial Planning Limited (no longer approved here)
FRN 526955
- Employed By (24 Jul 2014 to 24 Jun 2015)
Hargreaves Lansdown Advisory Services Limited (no longer approved here)
FRN 189627
- CF22 Investment Adviser (Trainee) (14 Jul 2005 to 15 Feb 2007)
Elevate Portfolio Services Limited (no longer approved here)
FRN 144849
- CF21 Investment Adviser (6 Feb 2003 to 31 May 2005)
- CF22 Investment Adviser (Trainee) (11 Jul 2002 to 6 Feb 2003)
Aviva Administration Limited (no longer approved here)
FRN 185746
- CF21 Investment Adviser (6 Feb 2003 to 31 May 2005)
- CF22 Investment Adviser (Trainee) (11 Jul 2002 to 6 Feb 2003)
BA (GI) Limited (no longer approved here)
FRN 117647
- CF21 Investment Adviser (1 Dec 2001 to 17 May 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.