Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 17 Mar 2025)
    • [FCA CF] Functions requiring qualifications (since 17 Mar 2025)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • [FCA CF] Functions requiring qualifications (2 Nov 2022 to 1 Oct 2024)

Recent activity

Updates to this individual's record on the FCA register.

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