Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Hargreaves Lansdown Savings Limited (no longer approved here)

    FRN 915119

    • SMF3 Executive Director (25 Nov 2021 to 22 Dec 2022)
    • [FCA CF] Material risk taker (9 Dec 2019 to 25 Nov 2021)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 25 Nov 2021)
  • HARGREAVES LANSDOWN FUND MANAGERS LTD. (no longer approved here)

    FRN 166016

    • [FCA CF] Material risk taker (9 Dec 2019 to 23 Dec 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 23 Dec 2022)
    • [FCA CF] Significant management (9 Dec 2019 to 23 Dec 2022)
    • CF1 Director (21 Dec 2015 to 9 Dec 2019)
  • Hargreaves Lansdown Advisory Services Limited (no longer approved here)

    FRN 189627

    • SMF3 Executive Director (9 Dec 2019 to 22 Dec 2022)
    • CF1 Director (21 Dec 2015 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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