Ian David Perrett

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Platform Securities LLP (no longer approved here)
FRN 214206
- CF11 Money Laundering Reporting (31 Aug 2013 to 31 Oct 2018)
- CF10 Compliance Oversight (14 Jan 2010 to 21 Jan 2013)
HARGREAVES LANSDOWN FUND MANAGERS LTD. (no longer approved here)
FRN 166016
- CF11 Money Laundering Reporting (17 Sep 2004 to 2 Aug 2007)
Hargreaves Lansdown Advisory Services Limited (no longer approved here)
FRN 189627
- CF11 Money Laundering Reporting (17 Sep 2004 to 2 Aug 2007)
CHARLES SCHWAB, U.K., LIMITED (no longer approved here)
FRN 225116
- CF10 Compliance Oversight (15 Aug 2003 to 26 Apr 2004)
- CF11 Money Laundering Reporting (15 Aug 2003 to 26 Apr 2004)
- CF26 Customer Trading (15 Aug 2003 to 26 Apr 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.