HANBURY WEALTH MANAGEMENT LIMITED

• Principal Place of Business

  Apex House

  18 Hockerill Street

  Bishop's Stortford

  Hertfordshire

  CM23 2DW

  UNITED KINGDOM

  Phone

  +441279466706

  Web

  https://www.hanburywealth.co.uk

• Complaints Contact

  Apex House

  18 Hockerill Street

  Bishop's Stortford

  Hertfordshire

  CM23 2DW

  UNITED KINGDOM

  Phone

  +441279466706

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Score Services

  Show 1 limitation Hide limitations

  • · This permission is limited to not carrying out credit repair services

• Michael Court

  IRN MXC91108

  • [FCA CF] Client dealing (17 Aug 2020 to 29 Apr 2022)
  • CF30 Customer (17 Aug 2020 to 29 Apr 2022)
  • Appointed representative dealing with clients for which they require qualification (17 Aug 2020 to 29 Apr 2022)
• Neel Sawjani

  IRN NXS01983

  • CF30 Customer (14 Dec 2017 to 17 Oct 2018)
• Patrick Robert Naile

  IRN PRN00002

  • CF30 Customer (12 Jan 2018 to 25 Jun 2018)
• Peter Wilson Rose

  IRN PWR00018

  • [FCA CF] Client dealing (18 May 2020 to 27 Feb 2026)
  • [FCA CF] Functions requiring qualifications (18 May 2020 to 27 Feb 2026)
• Sara Jayne Gibson

  IRN SJG00001

  • [FCA CF] Client dealing (15 Mar 2021 to 31 Aug 2023)
  • [FCA CF] Functions requiring qualifications (15 Mar 2021 to 31 Aug 2023)
• Vrezh Safaryan

  IRN VXS86614

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 4 Aug 2025)
  • Appointed representative dealing with clients for which they require qualification (since 4 Aug 2025)
  • CF30 Customer (since 30 Jul 2025)

• Nockolds Wealth Ltd

  FRN 669520 · Appointed 12 Dec 2016

• JLA Wealth Ltd (no longer appointed)

  FRN 795638 · Appointed 4 Dec 2017 · Until 9 Jul 2020

• Hanbury Private Clients LLP (no longer appointed)

  FRN 675726 · Appointed 12 Dec 2016 · Until 7 Jul 2020

No changes recorded yet.