Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 2 Oct 2023)
    • [FCA CF] Functions requiring qualifications (since 2 Oct 2023)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • [FCA CF] Client dealing (4 May 2022 to 1 Oct 2023)
    • [FCA CF] Functions requiring qualifications (4 May 2022 to 1 Oct 2023)
  • Nockolds Wealth Ltd (no longer approved here)

    FRN 669520

    • (2)Employed By (17 Aug 2020 to 29 Apr 2022)
  • HANBURY WEALTH MANAGEMENT LIMITED (no longer approved here)

    FRN 757991

    • Appointed representative dealing with clients for which they require qualification (17 Aug 2020 to 29 Apr 2022)
    • CF30 Customer (17 Aug 2020 to 29 Apr 2022)
    • [FCA CF] Client dealing (17 Aug 2020 to 29 Apr 2022)

Recent activity

Updates to this individual's record on the FCA register.

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